Outcome
Answer the regulator in minutes, not weeks.
A regulator request should not stop the firm.
- Reconstruction
- Piecing together what happened after the fact, from systems that were never built to prove it.
- Time and cost
- Weeks of your compliance team’s time consumed by a single information request.
- Gaps and doubt
- Screenshots and email threads that a regulator can reasonably question.
- No end to it
- The next request is always coming, and each one starts again from scratch.
Evidence that is already assembled.
Because every piece of advice is captured and supervised as it happens, answering a request means finding the record, not rebuilding it.
Everything is captured
Every recommendation, review, and decision is recorded as it happens, not reconstructed later.
The request comes in
Find the advice, the client, or the adviser the regulator is asking about in seconds.
The pack comes together
Nothing to build: every record for the case is already linked into one account.
The proof is handed over
Deliver evidence the regulator can verify independently, rather than take on trust.
What makes it fast.
Complete records
The advice, the reasoning, the review, and the decision, in one place for every case.
Search in seconds
Search by client, adviser, or advice type and have the relevant records in seconds.
Verifiable proof
Evidence the FCA can confirm is genuine and unchanged, without relying on your word.
No gaps
Because the record is built as advice happens, there are no gaps to explain away.