Complete records
The advice, the reasoning, the review and the decision, in one place for every case.
Outcome
Answer the regulator in minutes, not weeks.
When the FCA asks about a piece of advice, produce a complete, verifiable evidence pack on demand. No fire drill, no reconstruction.
A regulator request should not stop the firm.
Today an FCA request means pulling files, chasing reviewers, reconstructing what happened and hoping it holds together. It ties up your best people for weeks and still leaves gaps.
- Reconstruction
- Piecing together what happened after the fact, from systems that were never built to prove it.
- Time and cost
- Weeks of your compliance team’s time consumed by a single information request.
- Gaps and doubt
- Screenshots and email threads that a regulator can reasonably question.
- It never stops
- The next request is always coming, and each one starts again from scratch.
Evidence that is already assembled.
Because every piece of advice is captured and supervised as it happens, the evidence pack is a byproduct, not a project.
Everything is captured
Every recommendation, review and decision is recorded as it happens, not reconstructed later.
The request comes in
Find the advice, the client or the adviser the regulator is asking about in seconds.
Assemble the pack
Pull a complete account of the advice and its oversight into a single export.
Hand over proof
Deliver evidence the regulator can verify independently, rather than take on trust.
What makes it fast.
Find it fast
Search by client, adviser or advice type and have the relevant records in seconds.
Verifiable proof
Evidence the FCA can confirm is genuine and unchanged, without relying on your word.
Nothing missed
Because the record is built as advice happens, there are no gaps to explain away.