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BEDROCK
GOVERNANCE

Guides

Practical playbooks for supervising advice.

Short, practical guides on the problems compliance teams actually face: evidencing Consumer Duty, supervising a network, governing AI in advice, and being ready when the FCA asks.
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Consumer Duty

How to evidence Consumer Duty across your advice

A practical approach to showing good client outcomes, not just claiming them.

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Networks

Supervising appointed representatives at scale

What the FCA expects of principals, and how to meet it without drowning in files.

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AI governance

Governing AI in regulated advice

A starting framework for adopting AI without adopting unmanaged risk.

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Audit readiness

Being ready for an FCA information request

How to turn a regulator request from a fire drill into a routine export.

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Put the playbook into practice.

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