Assess before you adopt
Work through the risks of a new model or process before it touches real advice.
Reporting & evidence
Know the risk before you deploy it.
Structured assessments of the AI and processes you use to produce advice, so risk is understood and documented up front.
What it does.
A living record
Keep assessments current as tools change, rather than frozen at go-live.
Governance evidence
Show that AI was adopted deliberately, with the risks weighed and recorded.
Why it matters
Deliberate adoption. Regulators expect firms to understand the tools they rely on. An impact assessment is the difference between adopting AI with your eyes open and hoping for the best.